Optimizing Development of the Pectoralis Major

Abstract

Jagessar, M. Optimizing development of the pectoralis major. 2009. This article seeks to determine optimum body/hand position and the best exercises for development of the pectoralis major. Gaps in the field of literature are also addressed. Body/hand position, execution, width of grip, trunk inclination, dumbbells and barbells are all variables that affect the prime movers (pectoralis major, anterior deltoid and triceps brachii) of the bench press. Electromyography is a technique used for recording changes in electrical potential of muscle fibres that are associated with their contractions Payton, C. J., Bartlett, R. M. (Eds.) (2008). Electromyographic (EMG) studies are well known for determining muscle activity. Due to the overwhelming contradictory information and various variations of the bench press, EMG studies have been undertaken. The research has shown that the horizontal barbell bench press done with a grip between 165% to 190% biacromial width produces maximum EMG activity in the pectoralis major. The clavicular (upper) head produces maximum activity in the close grip incline barbell bench press. Dumbbells and barbells can be used interchangeably to overcome training plateaus.
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2016-10-20T14:29:17-05:00January 8th, 2010|Sports Coaching, Sports Exercise Science, Sports Studies and Sports Psychology|Comments Off on Optimizing Development of the Pectoralis Major

Effects of Three Modified Plyometric Depth Jumps and Periodized Weight Training on Lower Extremity Power

Abstract

Plyometric exercises increase muscular power and are most effective when designed to complement the specific movements required of the athletic activity. This study compared the effects of modified depth jump plyometric exercises versus a periodized weight training program on the following functional tests: one-legged vertical jump, two-legged vertical jump, 30-meter sprint, standing broad jump, and 1 RM of the seated single leg press. Sixty-four untrained participants (18-28yr) were randomly assigned to one of the following groups: hip depth jump (n = 12), knee depth jump (n = 13), ankle depth jump (n = 13), weight training (n = 13), or a control (n = 13). Experimental groups trained two days a week for 12 weeks. Statistically significant improvements were observed among the plyometric groups for functional tests of power and the weight training group for functional tests of strength and speed. Results indicate that modified plyometric depth jumps offer a greater degree of specificity related to power training in athletes.

Key Words

Hip depth jump, knee depth jump, ankle depth jump, muscle power, resistance training, plyometrics

Introduction

The term “plyometrics” refers to specific exercises which encompass a rapid stretching of muscle that is undergoing eccentric stress followed by a concentric, rapid contraction of that muscle for the purpose of developing a forceful movement over a short period of time (Chu, 1983). One particular plyometric activity, the depth jump, has been shown to improve power in the vertical jump (Batholemew, 1985; Miller, 1982; Parcells, 1977; Verkhoshanski & Tatyan, 1983). Depth jumps are a type of dynamic exercise where an individual steps off a box 20 to 80 centimeters in height, lands, and performs an explosive vertical jump (Wilson, Murphy, & Giorgi, 1996). The depth jump is thought to enhance vertical jump performance through the quickening of the amortization phase, which is the electromechanical delay from the initiation of eccentric to the initiation of concentric muscle actions of the movement (Steben & Steben, 1981).

Plyometric depth jumps have been modified to generate greater stresses at the joints of the hip, knee, and ankle (Holcomb, Lander, Rutland, & Wilson, 1996a). These variations were identified as the hip depth jump (HDJ), knee depth jump (KDJ), and ankle depth jump (ADJ). Each variation included modifications to the range of motion of the joint being emphasized during the eccentric portion of the depth jump. The HDJ, KDJ, and ADJ are thought to increase the workload, and thus power, at the particular joint for which they are named. The need for such a modification stemmed from biomechanical analysis of both the vertical and depth jumps. In biomechanical analysis of the vertical jump, the hip was found to contribute 23-39% of the total work done during the vertical jump (Bobbert, Huijing, & Van Ingen Schenaue, 1987; Bobbert, MacKay, Schinkelshoek, Huijing, & Van Ingen Schenaue, 1986; Hubley & Wells, 1983; Van Soest, Roebroeck, Bobbert, Huijing, & Van Ingen Schenaue, 1985). However, two analyses of the depth jump revealed the hip contribution to be only 19% and 13% respectively (Bobbert et al., 1986, 1987). Consequently, the traditional plyometric depth jump does not stress the hip joint to the extent that it is used during the vertical jump, the functional task it was originally designed to enhance.

Biomechanical analysis of the modified plyometric depth jumps was also performed to analyze joint contribution through total work done at each joint (Holcomb et al., 1996a). Total work at the hip, knee, and ankle joints was 80%, 5%, and 15%, respectively, during the HDJ. Analysis of the KDJ revealed contributions of 37% at the hip joint, 49% at the knee joint, and 14% at the ankle joint. The joint contributions during the ADJ were reported to be 24%, 20%, and 56% at the hip, knee, and ankle joints, respectively. Therefore, each depth jump primarily stressed the particular joint for which it was named.

The effectiveness of training programs is routinely measured via functional test performance. Functional tests usually contain a series of movements that have high correlations with athletic activity and are used for research, evaluation, and rehabilitation purposes. Biomechanical analyses of functional tests can reveal percent joint contributions to the activity. Table 1 contains the percent joint contributions of modified plyometric depth jumps and selected functional tests for this study. Although specific joint contributions have not been calculated for the 30-meter sprint or seated single leg press, some research has examined the power output of these functional tests. Researchers have identified the hip to be a dominant force producer in sprints of short duration (Mero & Komi, 1990; Mero ,Komi, & Gregor, 1992; Mero & Peltola, 1989). Wilk et al. (1996) examined the electromyographic activity of the quadriceps and hamstring muscles during a two-legged seated leg press and found a high degree of quadriceps activity, suggesting significant power contributions from the knee joint. When compared to the squat, the seated leg press allows for smaller compressive forces to the tibiofemoral joint (Escamilla et al., 1998), making the activity an ideal accommodation for untrained participants.

Table 1
Percent joint power contribution of modified plyometric depth jumps and functional tests

Hip Joint Knee Joint Ankle Joint
Hip depth jump (22) 80 5 15
Knee depth jump (22) 37 49 15
Ankle depth jump (22) 24 20 56
30-m sprint N/A N/A N/A
One-legged VJ (39) 34.4 23.9 41.7
Two-legged VJ (25) 28 49 23
Two-legged VJ (39) 32.9 37.7 29.4
Two-legged VJ (35) 40 24.2 35.8
Two-legged VJ (22) 57 23 20
Standing broad jump (35) 45.9 3.9 50.2
Seated single leg press N/A N/A N/A

Holcomb Lander, Rutland, and Wilson (1996b) continued their research with a progressive resistance eight week training study comparing the modified plyometric depth jumps to other methods that have shown to significantly increase vertical jump height, including conventional plyometric depth jumps (Adams, O’Shea, O’Shea, & Climstein, M, 1992;, Blattner & Noble, 1979; Brown, Mayhew, & Boleach, 1986; Gehri, Ricard, Kleiner, & Kirkendall, 1998; Hewett, Stroupe, Nance, & Noyes, 1996; Huber, 1987; Polhemus & Burkhardt, 1980; Verkhoshanski & Tatyan, 1983; Wilson et al., 1996), countermovement jumps (Clutch, Wilton, McGown, & Bryce, 1983; Gehri et al., 1998), and weight training (Baker, Wilson, & Carlyon, 1994; Blaket, 1985; Ford et al., 1983; Stowers et al., 1983). The researchers chose to combine all three of the modified depth jumps into the training schedule of one group (Mod. Plyo) and compared that group to a traditional depth jump group (Plyo), a countermovement jump group (CMJ), a weight training group (WT), and a control group (CON). The weight training group performed four lower extremity exercises with progressive resistance including standing plantar flexion, knee extension, knee flexion, and leg press, while the control group did not train. The 51 college age male participants in the study trained three times per week for eight weeks. The exercise volume was controlled so that each group performed an identical number of repetitions, whether it involved lifting weights or jumping.

The results showed non-significant improvement for all groups during the static jump. All training groups improved performance in the countermovement jump (CMJ improved 4.0%; WT improved 4.7%; Plyo improved 6.5%; Mod. Plyo improved 4.5%), but the CON group performance decreased 3.2%. The traditional plyometric group differed significantly from the control group (9.7% difference). The lack of significant improvement of the Mod. Plyo group was attributed to a possible negative impact on the learning of the proper technique required for a successful jump due to altered range of motion of the plyometric depth jumps. We suggested that future research incorporate a longer period of training to assure a higher training effect.

Weight training has been shown to enhance power primarily through gains in peak force of the muscle rather than rate of force development (Hakkinen, Allen, & Komi, 1985a). Plyometric training of the lower extremity has been demonstrated to promote power primarily through increased rate of force development rather than increased peak force of the muscle (Bobbert, 1990; Hakkinen, Komi, & Allen, 1985b, Lundin, 1985). A positive relationship has been established between plyometric training and improvement in several functional tests of the lower extremity in addition to the vertical jump (Lyttle, Wilson, & Ostrowski, 1996; Wilson, Newton, Murphy, & Humphries, 1993). However, recent developments in modified plyometric depth jumps show promise of increased specificity for power training of the lower extremity (Holcomb et al., 1996a, 1996b). According to the principle of specificity (Wilmore & Costill, 1994), one should expect that a training program designed to stress the specific physiological systems required for the output activity would result in optimal performance. Holcomb et al. (1996b) grouped all of the modified plyometric depth jumps into one training program, which eliminated the possibility to determine the specific effects of each modified plyometric depth jump. Therefore, the purpose of this research was to assess the effects of three types of plyometric depth jumps and weight training on the (a) one-legged vertical jump with a countermovement, (b) two-legged vertical jump with a countermovement, (c) 30-meter sprint, (d) standing broad jump with a countermovement, and (e) 1 RM of the seated single leg press following a 12-week training program. The separation of the three modified plyometric depth jumps into distinct groups along with the addition of other functional tests for the lower extremity should show the increased training specificity of the modified plyometric depth jumps.

Hypothesis

Based on the biomechanical data concerning joint contributions in Table 1, the researchers formulated the following hypotheses:

  • H1: Participants who trained using the hip depth jump will significantly improve their 30-meter sprint times versus the participants who train using the knee and ankle depth jumps, weight training, and the control group.
  • H2: Participants who trained using the knee depth jump will significantly improve their two-legged vertical jump heights versus the participants who train using the hip and ankle depth jumps, weight training, and the control group.
  • H3: Participants who trained using the ankle depth jump will significantly improve their one-legged vertical jump heights and standing broad jump distances versus the participants who train using the hip and knew depth jumps, weight training, and the control group.
  • H4: Participants who weight trained the lower extremity will significantly improve their 1RM of the seated single leg press versus the participants who train using the hip, knee, and ankle depth jumps, and the control group.

Methods

Participants

Sixty-four recreationally active college-aged individuals volunteered for this study (Table 2). The participants did not perform either plyometric or weight training of their lower extremity for a period of at least six months prior to the study. After approval by the University’s IRB, all participants signed an informed consent.

Table 2
Descriptive group data

HDJa KDJa ADJa WTa CONa
Number 12 13 13 13 13
Sexb M=9; F=3 M=11; F=2 M=8; F=5 M=7; F=6 M=9; F=4
Height (cm) 174.8 ± 8.3 177.0 ± 7.5 176.8 ± 9.7 175.3 ± 11.7 173.6 ± 11.4
Mass (kg) 70.6 ± 13.5 75.8 ± 14.3 72.8 ± 12.4 69.6 ± 15.5 76.4 ± 17.9
Age (yr) 22.3 ± 2.6 20.8 ± 1.6 20.8 ± 1.3 21.0 ± 2.4 22.0 ± 1.7

a) HDJ = hip depth jump, KDJ = knee depth jump, ADJ = ankle depth jump, WT = weight training, CON = control;
b) M = male, F = female

Participants were randomly assigned to one of five groups: hip depth jump, knee depth jump, ankle depth jump, weight training, or a control group that did not train.

Depth Jump Protocol

Three plyometric depth jump groups performed only the specific exercise for which their group was named. The exercises were performed as described by Holcomb et al. (1996b). For the hip depth jump, the subject began to flex the trunk during the fall from the box so that the trunk was flexed to 45° upon landing and continued to flex the trunk until the trunk was parallel to the ground. In the knee depth jump, the subject landed fairly erect, and flexed to beyond 90° at the knee, all while keeping the trunk erect. During the ankle depth jump, the subject remained as erect as possible when landing except for slight flexion at the knee. For all three jump groups, the participants jumped vertically with maximum effort as quickly as possible after landing.

All three depth jump groups performed an identical training protocol that included seven sets of 12 repetitions, which resulted in a total of 2016 repetitions for the 24 training sessions. Each jump set was followed by a period of rest from three to four minutes. Training intensity, defined as initial height of the depth jump, began with a 15.24 cm (six inch) drop height and progressed an additional 15.24 cm every three weeks, ending with a 60.96 cm (24 inch) drop height. The modified plyometric training groups were monitored by a researcher for correct jump form to ensure proper joint stress.

Weight Training Protocol

The weight training group’s exercises included the seated single leg press, standing calf raise, and knee extension and flexion for each leg. The weight training program was designed to first develop muscle strength with progression to workouts that emphasized muscle power. This periodized approach consisted of four phases with each phase lasting three weeks. The first phase involved three sets of ten repetitions of the subject’s ten repetition maximum for each exercise. The second phase included three sets of eight repetitions of the subject’s eight repetition maximum for each exercise. The third phase involved three sets of six repetitions of the subject’s six repetition maximum for each exercise. Finally, the fourth phase included three sets of four repetitions of the subject’s four repetition maximum for each exercise. The subject’s one repetition maximum for each exercise was measured prior to each phase, and a chart that estimates weight for designated multiple repetitions based on the one repetition maximum was used as a guide for training weight selection (Fleck & Kraemer, 1987). The weight training group completed a total of 2016 repetitions at the conclusion of the 24 workout sessions. The weight training protocol was more periodized than that of the modified plyometric depth jump groups because both repetitions and intensity were manipulated for the weight training group, whereas only intensity was manipulated for the modified plyometric depth jump groups.

Testing Protocol

Both the two-legged and one-legged vertical jumps were performed with a countermovement, with the subject’s dominant leg used for one-legged jumping. Testing procedures included having the subject standing flat-footed and erect facing a marked wall while extending the dominant arm. The highest height at which the fingers touched the wall was recorded. The subject then jumped vertically with maximum effort. The Vertec jump training system (Sports Imports, Inc., Columbus, Ohio) was used for data collection, and the best of three trials was recorded. The total vertical jump score was calculated in centimeters as the standing height score from the marked wall subtracted from the jumping height score of the Vertec. The vertical jump results along with the subject’s weight were used as variables in an equation to convert the data into Watts, a true measure of power that allows a fair comparison between participants (Sayers, Harackiewicw, Harman, Frykman, & Rosenstein, 1999). The Sayers formula (Sayers et al., 1999) is as follows: Peak Power (W) = 60.7 × [jump height (cm)] + 45.3 × [body mass (kg)] – 2055.

The standing broad jump was performed by jumping horizontally from a starting line with a countermovement. The participants began in a standing position with both feet firmly positioned on the ground. The participants jumped horizontally with maximum effort landing on both feet, and the distance covered from the heel of the foot closest to the back of the starting line was measured. The best of three trials was recorded in centimeters.

The 30m sprint was performed by running a distance of 30 meters from a stationary position as quickly as possible. The participants began in a crouched sprinter’s position without blocks and were timed using a Solo time 450 electronic timing system with a hand pad (Solo Time, Denver, Colorado). The hand pad was placed on the starting line and was contacted by the subject’s hand after an acceptable starting position was obtained. The use of this device allowed the subject to begin the sprint at his or her own command by releasing the hand from the hand pad with the initiation of the sprint. When pressure to the hand pad was released, the electronic timing device was activated until the subject crossed an electric beam at the finish line. The participants performed three sprint trials and were allowed three minutes rest between each trial. The best of three trials for the time (seconds) it took the subject to travel 30 meters was recorded.

The dominant and non-dominant leg press was performed using a Paramount leg press machine (Paramount Fitness Equipment Co., Los Angeles, California). The participants were placed in a seated position with approximately 90° of knee flexion and instructed to lift the maximum amount of weight possible using only a single leg against the weight plate. The one repetition maximum mass for the dominant and non-dominant legs was recorded in kilograms along with the subject’s seat position data to ensure identical seat position from the pre to post test.

Data Analysis

Paired sample T-tests were used to analyze the difference between pre and post-test scores. A One-Way Analysis of Variance (ANOVA) was performed on the pre-test scores for all groups on all functional tests. Due to significant differences between groups in pre-test dominant leg press scores, Analysis of Co-variance (ANCOVA) was used for subsequent analysis of functional test data. Significant findings from ANCOVA prompted Bonferroni adjusted independent sample T-tests for post hoc analysis. These T-tests compared the group hypothesized to excel in that particular functional test to the other groups. All tests were performed at the 0.05 alpha level of significance.

Results

Percent change from pre- to post-testing for all functional tests are presented in Table 3.

30 Meter Sprint

For the 30m sprint, only the weight training group lowered their times significantly (t = 2.226, df = 1, 12; p = .046) from pre to post-test, but the group’s improvement was not found to be significantly better than any other group (F = 1.181, df = 4, 63; p = .165).

Leg Press

Significant improvements were noted for the HDJ (t = -8.130, df = 1, 11; p < .001), KDJ (t = -8.849, df = 1, 12; p < .001), ADJ (t = -4.054, df = 1, 12; p = .002), and WT (t = -9.142, df = 1, 12; p < .001) groups for the dominant leg press. The WT group recorded the most improvement and was found to be statistically greater than the ADJ (t = 1.917, df = 1, 12; p = .035) and CON (t = 6.073, df = 1, 12; p < .001) groups.

Similar results were obtained for the non-dominant leg press. Significant improvements were gained by the HDJ (t = -6.607, df = 1, 11; p < .001), KDJ (t = -8.973, df = 1, 12; p < .001), ADJ (t = -4.068, df = 1, 12; p = .002), and WT (-8.652, df = 1, 12; p < .001) groups. Even though the WT group improved the most, it was statistically superior to only the CON (t = 3.959, df = 1, 12; p < .001) group.

Standing Broad Jump

Significant improvements for the HDJ (t = -2.687, df = 1, 11; p = .021), KDJ (t = -4.466, df = 1, 12; p < .001), and ADJ (t = -6.287, df = 1, 12; p < .001) groups were observed for the standing broad jump. The ADJ group recorded the greatest improvement but was not found to be statistically greater than any other group (F = 1.386, df = 4, 63; p = .125).

Vertical Jump

For the one-legged vertical jump, significant improvements were recorded for the KDJ (t = -4.335, df = 1, 12; p < .001), ADJ (t = -2.981, df = 1, 12; p = .011), and CON (t = -2.920, df = 1, 12; p = .013) groups. Even though the KDJ group improved the greatest, it was not statistically superior to any other group (F = 1.537, df = 4, 63; p = .102).

In the two-legged vertical jump, the results showed significant improvements for the KDJ (t = -3.721, df = 1, 12; p = .003), ADJ (t = -3.865, df = 1, 12; p = .002), and CON (t = -2.792, df = 1, 12; p = .016) groups. The ADJ group showed the most improvement and was found to be statistically superior only to the WT (t = 2.380, df = 1, 12; p = .014) group.

Discussion

The influence of the principle of specificity of exercise (Wilmore & Costill, 1994) was evident when examining the results of this study. In general, the modified plyometric depth jump groups excelled in functional tests of power, while the periodized WT group performed better in functional tests of speed and strength. However, not all testing outcomes occurred as expected.

The WT group showed the greatest increases in dominant and non-dominant leg press strength. In regards to the principle of specificity of exercise, this outcome was expected since the WT group incorporated dominant and non-dominant leg press exercises in their training protocol. In addition, significant increases in leg strength were also gained by the HDJ, KDJ, and ADJ groups. Previous plyometric training studies (Adams, 1984; 14, 34) have reported gains in leg strength (12.7 to 23.8%), but not to the magnitude shown by the modified plyometric depth jump groups (29.1 to 48.4%) with this study. Chu (NSCA, 1986) describes plyometric depth jumping as an activity that acts to increase the neuromuscular system’s ability to perform concentric contraction more effectively because the forces encountered in plyometric exercises lead to greater synchronous activity of motor units and earlier recruitment of larger motor units via the myotatic reflex. Therefore, the significant increases in leg strength experienced by the modified plyometric depth jump groups may be in response to an enhanced neuromuscular system.

A review of the biomechanical aspects of lower extremity functional tests revealed the contributions of each joint to the performance of a particular functional test. Muscle activation patterns involving EMG analysis of sprint running during its initial phases show maximal power output occurring at the hip joint (Mero & Komi, 1990). Although sprinting primarily measures speed, a short distance was chosen to maximize analysis of acceleration time, thereby increasing the measurement of power. Therefore, those training for power at the hip joint should have a physiological advantage when performing a short sprint. However, only the periodized WT group improved significantly from pre to post-testing. The possible explanations for this finding include the sprinting distance, which may have been too short to emphasize power production, and the use of untrained participants, who may have had low levels of muscle strength before training.

A study concerning the kinetics of broad jumping reported the joint power contributions of the hip, knee, and ankle joints to be 45.9%, 3.9%, and 50.2%, respectively (Robertson & Fleming, 1987). The ADJ group recorded the greatest gains as expected, but the HDJ and KDJ groups also attained significant improvements. Perhaps the general gains in lower extremity power by the modified plyometric depth jump groups enabled significant improvements in broad jumping distances.

Van Soest, Roebroeck, Bobbert, Huijing, and Van Ingen Schenau (1985) reported the joint power contributions of the hip, knee, and ankle joints during the one-legged vertical jump to be 34.4%, 23.9%, and 41.7%, respectively. The greatest gains in the one-legged vertical jump were experienced by the KDJ group, but significant improvements were also recorded for the ADJ and CON groups. The CON group also achieved significance despite showing the lowest percentage of height gain of all groups. The dominance of the KDJ group in this functional test was unexpected due to its reported low involvement in the activity when compared to the other joints of the lower extremity (Van Soest et al., 1985). Perhaps the knee joint is more important to power production during the one-legged vertical jump than previously reported.

Biomechanical analysis of the two-legged vertical jump showed the joint contributions for the hip, knee, and ankle joints to range from 28 to 57%, 23 to 49%, and 20 to 35.8%, respectively (Holcomb et al., 1996a; Hubley & Wells, 1983; Robertson & Fleming, 1987; Van Soest et al., 1985). The ADJ group improved most from pre to post-test, but significant results were also recorded for the KDJ and CON groups. Although the CON group agreed not to undertake any additional training outside of their normal daily activities, perhaps the normal activities of the physical education students selected for the control group influenced their performance on the functional tests. However, this possibility is merely speculation as an exit interview was not conducted due to time constraints.

An equalization of training volume was attempted between groups in this study through equating total training repetitions. Future training studies involving modified plyometric depth jumps should examine variables such as length of training period, participants’ prior training status, and training volume and intensity. Limited research has compared the training stimuli of depth jumping versus weight lifting in regards to the magnitude of stimulus provided by each respective training repetition. Perhaps lifting a particular weight produces a greater stimulus to the muscle than depth jumping from a particular height, or vice versa.

Furthermore, the exercise performed by the WT group emphasized involvement of the entire lower extremity, while the modified plyometric depth jumps primarily stressed one particular joint and muscle group. Perhaps a fairer comparison could be made if the weight training exercises were designed to be joint specific and then compared to the respective modified plyometric depth jump. The inclusion of weight training with the plyometric exercise, which has been reported to produce a synergistic training effect in traditional plyometric activities (Lyttle et al., 1996), could also be examined.

In summary, the effectiveness of four training methods constructed for their potential improvement of strength, speed, and power among untrained participants was examined in this study. Generally, functional tests requiring power were dominated by the modified plyometric training groups while the periodized weight training group prevailed on tests emphasizing strength and speed. The strength and conditioning professional can apply these results to better create training programs for athletes desiring strength, speed, and power of the lower extremity.

About the Authors

Damon P.S. Andrew is the Dean of Health and Human Services at Troy University in Troy, Alabama. John E. Kovaleski and Robert J. Heitman are from the Department of Health, Physical Education and Leisure Studies at the University of South Alabama in Mobile, Alabama. Tracey L. Robinson is from the Department of Human Performance and Physical Education at Adams State College in Alamosa, Colorado.

Corresponding author:

Damon P. S. Andrew, Ph.D.
Dean, College of Health and Human Services
Troy University

153 Collegeview
Troy, AL 36082
Office: 334-670-3712
Fax: 334-670-3743
dandrew@troy.edu

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2013-11-25T19:27:24-06:00January 8th, 2010|Sports Coaching, Sports Exercise Science, Sports Studies and Sports Psychology|Comments Off on Effects of Three Modified Plyometric Depth Jumps and Periodized Weight Training on Lower Extremity Power

Economic Impact of Equestrians on Aiken, South Carolina

Abstract

The equestrians have played a critical role in the growth and development of the Aiken County economy. The equestrian activities in Aiken, South Carolina, consist of many different events such as polo, horse racing, horse showing, carriage driving, and fox hunting, to name a few. The input-output analysis of the Aiken equestrian industry reveals that its operations have a substantial impact on output, jobs, and income in Aiken County. Like any other industry, the equestrian industry makes a variety of input purchases that translate into flow of funds throughout the local economy. The indirect and induced effects of the equestrian industry work through numerous other sectors within the local economy and contribute to Aiken County’s economic growth and development.

Introduction

The equestrians have played a critical role in the growth and development of the Aiken County economy. Besides the local economy, the equestrian migration from the north effected Aiken’s culture and businesses. Just like any other equestrian group, the Aiken equestrians are fragmented with numerous groups, associations, and stakeholders. All of them have different interests and goals. The goal of this paper is to define the Aiken County equestrian industry and to define its economic impact on Aiken County’s economy. In order to determine the nature and scope of the local equestrian industry, an equestrian survey was designed and conducted. The survey was aimed at the equestrian enthusiasts who live and work in Aiken and Aiken County. The data obtained from this survey was utilized to provide descriptive and normative analysis of the equestrian industry and its economic profile and impact.

Equestrian Activities in Aiken County

The equestrian population, activities, and events are constantly growing in Aiken, South Carolina. The equestrian activities consist of many different events such as polo, horse racing, horse showing, carriage driving, and fox hunting, to name a few. In order to define and analyze a complex sector such as the equestrian one, an equestrian survey was conducted. The purpose of this survey was to highlight a set of equine-related activities that are present in Aiken. The survey was distributed to randomly selected individuals considered to be horse owners and/or enthusiasts. An electronic version of the survey was sent to several different equestrian associations with an appeal to share the survey with their members. Furthermore, hard copies of the survey were placed at different locations in Aiken and 20% of the participants returned their responses. The survey had eight sections with questions related to equine activities, inventory, labor and capital expenses, equine expenses, gross receipts, tourism related activities, and general information.

The first survey question asked participants to define their equestrian activities in the past 12 months while specifically determining the number of days spent in Aiken versus the number of days spent in other counties in South Carolina and elsewhere. Figure 1 illustrates participants’ responses to the first question. The obtained data suggests that a majority of the equestrian activities are pleasure related (48%), followed by competition (21%), breeding (18%), and racing (13%). Individuals whose equestrian activities consist of pleasure riding and breeding spend more than 50% of their time in Aiken, while racing and competition account for one-third of responders’ time spent in Aiken. Responses indicate that the states of Pennsylvania, Delaware, and Wyoming are “other locations” where “local” equestrian enthusiasts spend their time.

When asked to define more specific activities within major categories, 17% and 21% of participants report that they enjoy fox hunting and polo, respectively. According to the survey results, the polo activists spend more than 55% of their time in Aiken, versus 45% for fox hunting enthusiasts. Fourteen percent of the survey participants indicate that trial riding (both English and Western) is their preferred equestrian activity in Aiken. These particular equestrian individuals spend about 30% of their time in Aiken and the other 70% outside of South Carolina. Eight percent of the participants report dressage as their main equestrian activity with 44% of their time spent in Aiken. Five percent consider driving as their leading discipline with 35% of their time in Aiken and 65% outside of South Carolina. Nineteen percent of the respondents are jumper and/or hunter enthusiasts with 47% of their time spent in Aiken. Four percent of participants select lessons, training, and fundraising as their dominant equestrian activity with 43% of their time spent in Aiken. Figure 2 illustrates different types of equestrian activities conducted in Aiken.

Horse Population in Aiken County

To address the equine inventory in Aiken, the second survey question asked participants to identify the equine breed they own or board. According to the data, the estimated total equine inventory in Aiken County tops 6,785 horses. As indicated by Figure 3, the most dominant breed is still Thoroughbred (32%) followed by Quarter Horse (22%), Warm Blood (9%), Ponies (9%), Tennessee Walker (6%), Pinto/Paint (6%), Miniature (5%), Mules and Donkeys (4%), Draft Horses (2%), and several other breeds (5%).

The obtained data was used to estimate the total and average value of equine inventory in Aiken County. Table 1 provides the estimated average value per breed for Aiken County. According to this data, the most valuable breed in Aiken is Warm Blood ($17,907.00) followed by Thoroughbred ($16,982.00). The survey showed the average equine value for all breeds is $5,002.00. The total estimated equine value for all breeds included in survey is $59,086,223. This somewhat higher total value of all horses in Aiken County is due to a high percentage of Thoroughbred horses present in the county and their respective high market value.

Table 1
Estimated Horse Value Per Breed

Equine Breed Per horse value
TN Walker 2908
Thoroughbred 16982
Miniature 1684
Quarter Horse 3735
Draft Horse 2980
Warm Blood 17907
Mules/Donkeys 1016
Ponies 1557
Pinto/Paint 2904
Other 3350

Equestrian Industry Capital Expenditures and Gross Receipts

The equestrian industry is very important to the local economy as it affects numerous and diverse activities such as agriculture, business, sport, entertainment, and recreation. The equestrian industry has introduced thousands of new people to the area in terms of owners, riders, trainers, etc. In order to determine the scope of the equestrian sector, the survey respondents were asked several questions about their capital expenditures and gross receipts. The participants were asked to list their annual capital related costs for the following categories: new equine purchases, new building and equipment investment, building and equipment depreciation, fencing investment, and interest on investment. The largest capital expenditure were new building and equipment investments (56%) followed by the new equine purchases (36%). Figure 4 illustrates capital related spending for the year 2007.

In addition to this, the respondents were asked to list the value of their personal property, business property, land, and any other category they relate to their equestrian activities. The responses indicate that business property (e.g. farm, barn) are the most valuable properties in this category (49%) followed by personal property (39%), and land (11%). Figure 5 illustrates these responses.

When asked about the taxes they pay to state and local government, the respondents indicate that the taxes paid to state government account for 46% of their total tax burden, followed by Aiken County taxes (32%), and Aiken City taxes (19%). The government permits, licenses, and/or contracts account for 3% of total tax spending of the Aiken equestrian industry.

Employment and Labor Earnings

The equestrian industry has its effect on the local labor market as well. Survey question # 3 asked respondents to report the number of full-time, part-time, and seasonal workers they employed for the past 12 months. Besides these three labor categories, two other categories – family members and others – were also choices for respondents. According to the results obtained from the survey, far more full-time workers are employed by the Aiken equestrian industry than any other worker. Seasonal workers are the second largest labor category, followed by family members, part-time, and other workers. Not every survey participant provided employment and labor earning responses. The total number of all workers across survey respondents who answered these two questions was 751. Such a high number of workers clearly support the constant care and management which horses require. Figure 6 summarizes the responses regarding equine related labor. The respondents report 243 full-time, 106 part-time, and 200 seasonal workers employed by the Aiken equestrian industry. In addition, there are 163 family members who contribute to the local equestrian sector. Under the “other” category, respondents indicate 39 contract-workers were hired during the past 12 months. Question # 3 also asked respondents to indicate the total equine-related payroll expenses for the past 12 months. The total reported payroll in 2007 was $3,122,300.00. This indicates a relatively high level of compensation given the fact that almost 22% of equine related labor are family members and 41% are part-time and seasonal workers combined.

Tourism Related Activities and Benefits

Tourism activity generates a wide variety of benefits to the local economy such as tax revenues from travel-related expenditures and new employment opportunities. When tourists arrive in an area, they spend money on products and services acquired from the local business community. Businesses that benefit directly from tourism include lodging establishments, restaurants and bars, recreational facilities, amusement parks, gas/convenience stores, department stores, and sporting goods retailers. Over the past several decades, tourism in Aiken County has been steadily increasing and this growth can be related to the boom in the equestrian industry. The equestrian industry is bringing more and more people in for riding lessons, to watch the shows, to shop in the equine stores, to buy horses, and to attend polo and other equestrian events.

The survey of tourists was conducted during the spring time and that is when the Aiken equestrian community draws the most attention due to the Triple Crown events. A total of 96 surveys were filled-out and the data was analyzed to reveal some important characteristics of tourists visiting Aiken. Fifty percent of respondents had previously been to Aiken on more than one occasion. This indicates a high rate of return visitors with a majority of them stating that they repeat this visit at least 2-4 times. Generally, the people that responded with a higher number of return visits to Aiken also indicated a family and/or friend connection with Aiken or a horse association referral.

Figure 7 illustrates the results from the question that asked participants about the events that brought them to Aiken. The majority of respondents were either visiting family/friends (37%) or they were visiting a horse event (34%). For some of the respondents, these two categories were interchangeable. The other three “referral” categories for tourists to choose from were golf (11%), historical attractions (9%), and other (9%). The visitors who had family/friends and horse association connections also indicated that they did not need tour guide services while in Aiken. These respondents also characterized Aiken as “exciting for tourists” (67%). The remaining 33% stated that Aiken was not particularly exciting either because there is “no nightlife for single tourists” or there is very “limited activity for families.”

Economic Impact of the Equestrian Industry on Aiken County’s Economy

The equine related businesses bring over a billion dollars into the South Carolina economy and support suppliers throughout the state. These contributions are very important as industries such as tourism, marketing, and many others are impacted by the equestrian industry. This is important from the economic perspective as it is much easier to grow and maintain an existing, productive industry than to build a new one. Therefore, in this section the equestrian expenditures are reported as they serve as a main determinant of the size of this industry.

Table 2
Total Equestrian Related Expenditures in 2007

Expenditure Category Dollar Value Percentages
Boarding Fees 1,449,125 10%
Equine Purchases 2,496,000 18%
Stable Lease 629,000 4%
Animal Health 2,132,875 15%
Feed 1,215,195 9%
Grooming 2,299,735 16%
Fees 2,933,350 21%
Maintenance 1,014,720 7%
Total 14,170,000 100%

There are several main sources of equestrians’ expenditures in Aiken County. The equestrian survey asked participants to report their equestrian related expenditures for 2007. All together there were 32 expenditure categories which were combined into eight groups: boarding fees, equine purchases, stable lease payments, animal health, feed, grooming, fees, and maintenance. The total equestrian industry expenditures (without labor and capital costs) for 2007 were $14.17 million and are reported in Table 2.

As Table 2 and Figure 8 indicate, the equestrian expenditures were spread widely among the eight selected categories. The main expenditure categories reported by the participants were horse-related fees (21%), which include training, track, breeding, and show/tournament related fees. The second largest category was new equine purchases (18%). Grooming came in the third place (16%) and includes expenses such as farrier, clothing and other supplies (for both individuals and horses), grooming supplies, saddle & tack, advertisement, utilities, insurance, etc. The fourth largest category was animal health (15%), which included veterinarian fees, medicine, hospital-surgery/lab work, and other health related services. Boarding fees accounted for 10% of total equestrian expenditure while feed (feed, feed supplements, seeds, etc) and maintenance expenditures (fertilizers, building and equipment repair, fencing, etc) accounted for 9% and 7% respectively.

This study estimates an annual cost of $7,393.00 per horse, which amounts to $50.163 million in total spending produced by the equestrian sector. This immediate impact of the equestrian industry on Aiken County’s economy is a solid base for the County’s economic growth and development. However, in addition to the direct economic impact of the Aiken equestrian industry, there are additional indirect effects or so called “ripple” effects that get created by the initial equestrian spending. Numerous workers in Aiken County are employed by the local equestrian industry and those jobs provide workers with income which enables them to purchase goods and services from our local economy. These purchases are translated into additional economic impacts of the Aiken equestrian industry. These multiplied effects are explained and discussed in the following section.

Input-Output Analysis, Multiplier Effects & Economic Impact

It is important to measure the interrelationship of the equestrian industry with other industries in Aiken County. This study uses an economic input-output analysis in order to understand the inter-industry relationships between the Aiken equestrian industry and the local economy as well as the long-term impacts that result from equestrian businesses and activities. There are numerous economic models that can generate economic multipliers and estimate the long term benefits of an industry. However, this study uses the economic impact software program IMPLAN (IMpact Analysis for PLANning) to estimate the total economic contribution of the equestrian industry to the Aiken County economy. With this input-output model the purchases and sales of commodities between industries, businesses, and final consumers can be easily traced and analyzed. The input-output model uses the multiplier analysis to estimate the direct and indirect contribution of an industry. For example, total spending by the equestrian industry for labor, feed, veterinarian services, insurance, etc. create employment and income for businesses in those sectors. The output multiplier will measure the effect of a $1 change in an industry’s sales on the output of all other local industries.

The intention is to use the input-output model to estimate the “multiplier” portion of the equestrian industry’s impact on the Aiken County economy. However, the “equestrian industry” is not a well defined industry by the existing standard defined by the North American Industry Classification System (NAICS). In other words, while there are numerous other industries well defined by the United States Census Bureau and NAICS (e.g. farming, mining, manufacturing, trade, etc.), the equestrian activities are considered to be a part of the agricultural sector. Therefore, any spending regarding the equestrian sector (according to this definition) contribute to supporting the suppliers of the agricultural sector. However, the equestrian industry goes beyond the agricultural sector. Many race tracks and stables in Aiken County are not part of farm operations and not all horses are kept on farms. This makes it difficult to use a standard input-output model to estimate the economic impact of our local equestrian industry. Given the responses obtained from the equestrian and the tourist surveys, this study defines an equestrian industry as the one that reaches and affects numerous other industries and activities such as the agricultural sector, farm construction and maintenance, hunting, sporting goods, real estate, veterinary services, accounting and advertising services, hotels and other accommodations, and spectator sports. Based on the findings from the two surveys conducted, these 11 different industrial activities are closely related and affected by the Aiken equestrian industry. Therefore, when the economic impacts of the equestrian industry were estimated, a unique model that reflects diverse and multiple-industry related activities of the Aiken equestrian industry was created. All 11 above mentioned industries were combined and averaged out to obtain an economic impact that the equestrian industry has on our local economy.

The study estimates four different kinds of equestrian industry effects on our local economy:

  1. Direct Effects are associated with the Aiken equestrian industry’s direct gross receipts.
  2. Indirect Effects represent the relationship between different firms working through input purchases of goods and services.
  3. Induced Effects are economic impacts that arise from spending of household income earned by workers employed by the Aiken equestrian industry.
  4. Total Economic Impact of the Aiken equestrian industry is calculated as the sum of the direct, indirect, and induced effects of the Aiken equestrian industry.

The economic benefits gathered by the Aiken community are best measured in terms of the number of jobs created and the amount of personal income accruing to local residents. In the case of the equestrian industry, there are certain direct effects associated with the $50.163 million in total spending and estimated 1,329 full-time workers. The impacts of the equestrian industry on employment are given in Figure 9. As mentioned earlier, the Aiken equestrian industry itself accounts for 1,329 jobs. There are an additional 283 jobs due to indirect effects and 202 jobs due to induced effects. In total, 1,814 jobs in Aiken County can be attributed to the operations of the equestrian industry. The estimated 1,329 jobs translate into 1.7% of total jobs in Aiken County and this makes the equestrian sector an important local employer.

Furthermore, this study estimates the impact of the equestrian industry on the local household income. These estimates are given in Figure 10. There are $16.93 million in income effects that result directly from the local equestrian industry. In addition to this, there are indirect linkages that account for an additional $2.09 million, and the induced effects are another $217,513.00. In total, the impact of the Aiken equestrian industry on household income is estimated to be $19.25 million annually in 2007.

Finally, the economic impact of the Aiken equestrian industry can also be gauged by analyzing the effect of an average dollar in output on our local economy. In terms of the output multiplier of the equestrian industry, one dollar of spending by this industry leads to $1.65 of spending in the local economy. In other words, for every dollar of spending made by local equestrians, an additional 65 cents is generated for the Aiken County economy. Relative to other industries that dominate the Aiken economy, this multiplier is smaller than the ones produced by the manufacturing sector (2.05) or the construction sector (2.10). However, the equestrian multiplier is still larger than the FIRE multiplier of 1.51 (FIRE – Finance, Insurance, and Real Estate). Figure 5.4 illustrates direct, indirect, induced, and total output effects that the Aiken equestrian industry has on our local economy. The $50.16 million in direct gross receipts leads to an additional $11.76 million in indirect effects and an additional $9.89 million in induced effects for a total of $71.82 million.

Therefore, the key indicators of equestrian activities include total industry output, total income, and employment. Table 3 and Figure 12 summarize all the above mentioned effects of the equestrian industry on our local economy. The total estimated impacts of the Aiken equestrian industry are $71.81 million in gross output, 1,814 workers, and $19.25 million in labor earnings. The indirect effects are $11.76 in gross output, 283 workers, and $2.09 million in labor earnings, while the induced effects are $9.89 in gross output, 202 workers, and $217,513 in labor earnings.

Table 3

Total Impact Direct Impact Indirect Impact Induced Impact
Gross Output $71,817,514.65 $50,163,380 $11,764,446.86 $9,889,687.79
Household Income $19,250,943.46 $16,937,618.10 $2,095,812.09 $217,513.27
Employment 1814 1329 283 202

This input-output analysis of the Aiken equestrian industry reveals that its operations have a substantial impact on output, jobs, and income in Aiken County. Like any other industry, the equestrian industry makes a variety of input purchases that translate into flow of funds throughout the local economy. The indirect and induced effects of the equestrian industry work through numerous other sectors within the local economy and contribute to Aiken County’s economic growth and development.

Summary

The equestrian industry of Aiken provides many economic and cultural benefits to the people who live here. Aiken’s equine industry presents itself in many different ways starting from local business development to veterinarians, furriers, dentists, boarders, and other businesses closely related to horses. The current study estimates substantial benefits to the Aiken County economy through the creation of jobs, labor income, and output. Besides the economic benefits and contributions, the equine industry is very influential as it effects Aiken’s social, cultural, and financial environments. Given Aiken County’s strong reliance on industries susceptible to external factors – industries such as administrative and waste services, manufacturing, and construction – it is a recommendation of the current study to nurture the equestrian industry as an important economic cluster. The equestrian industry is an existing economic cluster of firms and institutions whose activities interconnect with the rest of the Aiken County economy. Nurturing the equestrian industry of Aiken should be the long-term goal. Industries such as tourism, accounting, marketing, and many others are impacted by continued growth of the Aiken equestrian industry.

References

South Carolina Department of Agriculture. (2008). South Carolina Market Bulletin. (Volume 83). Columbia, South Carolina: Author.

U.S. Bureau of Census. (2007), North American Industry Classification System. Washington, DC: Author.

Dr. Sanela Porca and Dr. J. Ralph Byington
School of Business Administration
University of South Carolina Aiken
Aiken, South Carolina 29801
803.641.3340

2016-10-12T15:01:23-05:00January 8th, 2010|Sports Facilities, Sports Management, Sports Studies and Sports Psychology|Comments Off on Economic Impact of Equestrians on Aiken, South Carolina
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